Leo

Leo Products

Leo is a comprehensive compliance platform designed to streamline and centralise your compliance workflows. It offers a user-friendly interface that consolidates policies, procedures, and tasks, replacing traditional tools like Word and Excel.

Key Features

Leo simplifies compliance reporting and approval processes, making it easier for teams to manage their regulatory requirements. The platform is highly configurable, providing the flexibility and control needed to operate efficiently. It also includes a dedicated support team to ensure a smooth user experience.

Compliance Monitoring

With Leo, you can create and oversee your compliance monitoring programme using intuitive and configurable workflows tailored to your firm’s regulatory requirements. The solution automatically highlights areas of concern, including any breaches of regulation or deviation from best practice, and keeps a record of remediations.

Employee Training

Leo offers engaging online training modules to keep your staff up to date with the latest regulations and practices. In just a few clicks, you can train your staff on topics such as AML, Market Abuse, Cybersecurity, and more, gaining certification to evidence their training.

Due Diligence Platform

Leo provides a holistic due diligence platform for client onboarding (CDD) or operational due diligence (ODD). Both solutions benefit from industry-leading KYC/KYB screening to identify AML risks such as adverse media, sanctions, and PEPs, as well as ID and address verification. This ensures you can perform all onboarding procedures in one platform.

About Leo

Leo is based in London, United Kingdom. It was created with the aim of reducing the day-to-day regulatory burden on teams, allowing them to be more forward-focused and enhancing operational processes.

Company Size and Compliance

With a team of 17 employees, Leo is dedicated to turning your compliance framework into a strategic advantage. The company is committed to EU compliance standards, ensuring that all operations adhere to the necessary regulatory requirements.